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Job vacancy:

Senior Executive – Compliance

Qualifications:

  • Degree in Law/ Finance/ management or other related qualifications.
  • Minimum 4-5 years of relevant experience.
  • Experience in the financial services industry would be a plus.
  • Good understanding and knowledge of FATCA and CRS will be an advantage.
  • Familiar with relevant laws and regulations such as FIAMLA, FIAML Regulations, AML/CFT framework and the financial services framework.

Main Duties:

  • Carrying out Compliance review of the files housed at the management company and its subsidiaries– including ensuring compliance with statutory filing requirements to Registrar of Companies and Financial Services Commission paying fees, tax return, VAT return, and other.
  • Making compliance and due diligence reports.
  • Ensuring a regular compliance follow up on the files and the effective implementation of reviews.
  • Overseeing the client’s compliance and reporting to the Head of Compliance.
  • Checking the completeness of due diligence documents of clients.
  • Helping in the take on/ transfer in of new clients and assisting in the client acceptance procedures.
  • Helping management in reviewing the compliance policy, procedures and internal controls.
  • Liaising with the regulatory bodies (including Mauritius Financial Services Commission).
  • Assisting in the pre-visit preparation and onsite visit of regulators.
  • Engaging actively in adoption and implementation of KYC principles and the anti-money laundering and combatting terrorism financing measures, laws and guidelines.
  • Drafting and updating Compliance and AML policies and procedures, regulatory returns and compliance reviews of company literature.
  • Conducting training sessions for educating and advising staff and senior management on compliance issues, coordinating personnel training requirements, identifying business risks and keeping up to date with changes to AML and Compliance regulatory requirements.
  • Updating the compliance library on an ongoing basis.
  • Review of all inhouse registers and ensuring proper maintenance.
  • Ensuring proper documentation on all World Check findings at all times.
  • Helping in the preparation of reports or any ad-hoc paper for Board or any committee of the JurisTax Group.
  • Carrying out thorough legal/ compliance research on matters requested and preparation of any report and paper thereof.
  • Assisting in the drafting of any legal document/ correspondence.
  • Assisting in the writing of any articles to be published for the group.
  • Act as Compliance Officer, MLRO and DMLRO on client entities.
  • Conducting any other cognate duties as assigned by reporting line.

Kindly express your interest by sending your CV on: recruitment@juristax.com

Deadline for application: 8 June 2025

For more information, please visit our LinkedIn and Facebook page: JurisTax Group

Level 3, Ebene House, Hotel Avenue 33 Cybercity, Ebene, 72201 Mauritius. Tel: (+230) 465 5526 | Fax: (+230) 468 1886 Website: www.juristax.com